AI assistant
COHERENT CORP. — Director's Dealing 2017
Feb 23, 2017
30355_dirs_2017-02-23_912fad21-145e-407b-a03e-6d223b9f966f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2017-02-21
Reporting Person: PELAEZ MARC Y E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-21 | Common Stock | M | 20000 | $15.415 | Acquired | 63245 | Direct |
| 2017-02-21 | Common Stock | M | 23000 | $10.04 | Acquired | 86245 | Direct |
| 2017-02-21 | Common Stock | S | 25833 | $39.0285 | Disposed | 60412 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-21 | Option (Right to Buy) | $15.415 | M | 20000 | Acquired | 2018-02-09 | Common Stock (20000) | Direct |
| 2017-02-21 | Option (Right to Buy) | $10.04 | M | 23000 | Acquired | 2019-02-07 | Common Stock (23000) | Direct |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $39.05 to $39.11. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: The options previously were reported as covering 10,000 shares at an exercise price of $30.83 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
F3: The options vested in five equal annual installments beginning on February 9, 2009.
F4: The options previously were reported as covering 11,500 shares at an exercise price of $20.08 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
F5: The options vested in five equal annual installments beginning on February 7, 2010.