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COHERENT CORP. — Director's Dealing 2017
Feb 16, 2017
30355_dirs_2017-02-16_e960e133-3840-4b2b-9f6e-d825739af119.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2017-02-16
Reporting Person: MATTERA VINCENT D JR (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-16 | Common Stock | M | 7000 | $13.885 | Acquired | 228986 | Direct |
| 2017-02-16 | Common Stock | S | 7000 | $39.0507 | Disposed | 221986 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-16 | Option (Right to Buy) | $13.885 | M | 7000 | Disposed | 2017-08-11 | Common Stock (7000) | Direct |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $39.05 to $39.10. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: The options previously were reported as covering 3,500 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
F3: The options vested in five equal annual installments beginning on August 11, 2008.