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COHERENT CORP. — Director's Dealing 2016
Jun 14, 2016
30355_dirs_2016-06-14_6e66a3d7-76f9-41f6-8436-bf80b1547b83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2016-06-14
Reporting Person: MATTERA VINCENT D JR (Director, President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-14 | Common Stock | M | 12000 | $10.365 | Acquired | 201457 | Direct |
| 2016-06-14 | Common Stock | S | 11000 | $20.0114 | Disposed | 190457 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-14 | Options (Right to buy) | $10.365 | M | 12000 | Disposed | 2016-08-12 | Common Stock (12000) | Direct |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $19.85 to $20.14. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: The options previously were reported as covering 6,000 shares at an exercise price of $20.73 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
F3: The options vested in five equal annual installments beginning on August 12, 2007.