COHERENT CORP. — Director's Dealing 2016

Aug 26, 2016

SEC Form 4/A — Form 4/A

Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2016-08-20

Reporting Person: MISTLER THOMAS E (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-20	Common Stock	A	984	$21.67	Acquired	19634	Direct
2016-08-23	Common Stock	P	4310	$21.55	Disposed	23944	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-20	Option (Right to Buy)	$21.67	A	2460	Acquired	2026-08-20	Common Stock (2460)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1269772	Indirect
Common Stock	346512	Indirect

Footnotes

F1: Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017. The original Form 4 filing inadvertently overstated the number of shares of restricted stock granted to the reporting person.

F2: Reflects the correct amount of shares of common stock beneficially owned directly by the reporting person following this transaction, which otherwise was reported accurately in the original Form 4 filing.

F3: Represents interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein. This indirect beneficial ownership was reported accurately in the original Form 4 filing.

F4: The original Form 4 filing inadvertently omitted information with respect to this grant of options to the reporting person.

F5: These options vest in four equal annual installments beginning on August 20, 2017.