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COHERENT CORP. — Director's Dealing 2016
Aug 23, 2016
30355_dirs_2016-08-23_df166feb-e657-48f0-934b-73f89b3bffa5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2016-08-20
Reporting Person: KRAMER FRANCIS J (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-20 | Common Stock | A | 3696 | $21.67 | Acquired | 569161 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-20 | Option (Right to Buy) | $21.67 | A | 9240 | Acquired | 2026-08-20 | Common Stock (9240) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 285401 | Indirect |
Footnotes
F1: Restricted stock award granted to the reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017.
F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
F3: These options vest in four equal annual installments beginning on August 20, 2017.