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COHERENT CORP. — Director's Dealing 2016
May 2, 2016
30355_dirs_2016-05-02_d9b91817-b82a-4682-842b-9f17f590001c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2016-04-29
Reporting Person: KRAMER FRANCIS J (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-29 | Common Stock | M | 18000 | $10.365 | Acquired | 556577 | Direct |
| 2016-04-29 | Common Stock | M | 8300 | $10.535 | Acquired | 564877 | Direct |
| 2016-04-29 | Common Stock | S | 26300 | $20.788 | Disposed | 538577 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-29 | Option (Right to buy) | $10.365 | M | 18000 | Disposed | 2016-08-12 | Common Stock (18000) | Direct |
| 2016-04-29 | Option (Right to buy) | $10.535 | M | 8300 | Disposed | 2016-08-31 | Common Stock (8300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 285401 | Indirect |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $20.61 to $20.97. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
F3: This option was previously reported as covering 9,000 shares at an exercise price of $20.73 per share, but was adjusted to reflect the stock split that occurred on or about June 27, 2011.
F4: The option vested in 5 equal annual installments beginning on August 12, 2007.
F5: This option was previously reported as covering 4,150 shares at an exercise price of $21.07 per share, but was adjusted to reflect the stock split that occurred on or about June 27, 2011.
F6: The option vested in 5 equal annual installments beginning on August 31, 2007.