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COHERENT CORP. — Director's Dealing 2016
Nov 8, 2016
30355_dirs_2016-11-08_cd0b89e2-a118-4873-b836-85eede83346a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2016-11-05
Reporting Person: BASHAW WALTER ROBERT II (Interim General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-05 | Common Stock | A | 5952 | $27 | Acquired | 21927 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-05 | Option (Right to Buy) | $27 | A | 14820 | Acquired | 2026-11-05 | Common Stock (14820) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1400 | Indirect |
| Common Stock | 40 | Indirect |
| Common Stock | 20 | Indirect |
Footnotes
F1: Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on November 5, 2017.
F2: These options vest in four equal annual installments beginning on November 5, 2017.
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