AI assistant
COHERENT CORP. — Director's Dealing 2015
Nov 6, 2015
30355_dirs_2015-11-06_9ff4261f-7ea9-4c88-96e5-f81b49518f8c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2015-11-04
Reporting Person: MISTLER THOMAS E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-04 | COMMON STOCK | M | 2000 | $8.92 | Acquired | 20650 | Direct |
| 2015-11-04 | COMMON STOCK | S | 2000 | $18.15 | Disposed | 18650 | Direct |
| 2015-11-05 | COMMON STOCK | M | 14000 | $8.92 | Acquired | 32650 | Direct |
| 2015-11-05 | COMMON STOCK | S | 14000 | $18.2163 | Disposed | 18650 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-04 | OPTION (RIGHT TO BUY) | $8.92 | M | 2000 | Disposed | 2016-02-11 | COMMON STOCK (2000) | Direct |
| 2015-11-05 | OPTION (RIGHT TO BUY) | $8.92 | M | 14000 | Disposed | 2016-02-11 | COMMON STOCK (14000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| COMMON STOCK | 1269772 | Indirect |
| COMMON STOCK | 361296 | Indirect |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $18.1846 to $18.2482. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: Represents the interest in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnership except to the extent of his pecuniary interest therein.
F3: The option vested in 5 equal annual installments beginning on February 10, 2007.