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COHERENT CORP. Director's Dealing 2015

Nov 6, 2015

30355_dirs_2015-11-06_9ff4261f-7ea9-4c88-96e5-f81b49518f8c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2015-11-04

Reporting Person: MISTLER THOMAS E (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-04 COMMON STOCK M 2000 $8.92 Acquired 20650 Direct
2015-11-04 COMMON STOCK S 2000 $18.15 Disposed 18650 Direct
2015-11-05 COMMON STOCK M 14000 $8.92 Acquired 32650 Direct
2015-11-05 COMMON STOCK S 14000 $18.2163 Disposed 18650 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-11-04 OPTION (RIGHT TO BUY) $8.92 M 2000 Disposed 2016-02-11 COMMON STOCK (2000) Direct
2015-11-05 OPTION (RIGHT TO BUY) $8.92 M 14000 Disposed 2016-02-11 COMMON STOCK (14000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
COMMON STOCK 1269772 Indirect
COMMON STOCK 361296 Indirect

Footnotes

F1: Represents the weighted average of multiple sales transactions ranging in price from $18.1846 to $18.2482. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F2: Represents the interest in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnership except to the extent of his pecuniary interest therein.

F3: The option vested in 5 equal annual installments beginning on February 10, 2007.