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COHERENT CORP. — Director's Dealing 2015
Feb 9, 2015
30355_dirs_2015-02-09_c90a1807-9eb7-456d-a322-3524989b7c31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2015-02-06
Reporting Person: MATTERA VINCENT D JR (Director, President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-06 | Common Stock | M | 7701 | $9.36 | Acquired | 138165 | Direct |
| 2015-02-06 | Common Stock | S | 7701 | $17.0228 | Disposed | 130464 | Direct |
| 2015-02-09 | Common Stock | M | 16299 | $9.36 | Acquired | 146763 | Direct |
| 2015-02-09 | Common Stock | S | 5560 | $17.0799 | Disposed | 141203 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-06 | Option (Right to buy) | $9.36 | M | 7701 | Disposed | 2015-02-11 | Common Stock (7701) | Direct |
| 2015-02-09 | Option (Right to buy) | $9.36 | M | 16299 | Disposed | 2015-02-11 | Common Stock (5560) | Direct |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $17.00 to $17.11. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: Represents the weighted average of multiple sales transactions ranging in price from $17.05 to $17.16. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The option vested in 5 equal annual installments beginning on February 11, 2005.