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COHERENT CORP. — Director's Dealing 2015
Aug 18, 2015
30355_dirs_2015-08-18_d86763ae-70dd-4a07-b1ff-15e6935eed77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2015-08-15
Reporting Person: MISTLER THOMAS E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-15 | Common Stock | A | 4485 | $17.84 | Acquired | 18650 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-15 | Option (Right to buy) | $17.84 | A | 8970 | Acquired | 2025-08-15 | Common Stock (8970) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1269772 | Indirect |
| Common Stock | 361296 | Indirect |
Footnotes
F1: Restricted stock award granted to reporting person under the Issuer's Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 15, 2018.
F2: Represents shares held by trusts or limited partnerships for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein.
F3: This option vests in 5 equal annual installments beginning on August 15, 2016.