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COHERENT CORP. Director's Dealing 2014

Nov 17, 2014

30355_dirs_2014-11-17_e5df9f12-cdaf-4cbc-be5d-b18613fd6596.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2014-11-07

Reporting Person: BARBAROSSA GIOVANNI (Chief Technology Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2000 Direct
Common Stock 3500 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (Right to buy) $13.99 2024-08-16 Common Stock (30530) Direct
Option (Right to buy) $19.37 2023-08-17 Common Stock (13010) Direct
Option (Right to buy) $16.45 2022-11-02 Common Stock (7000) Direct

Footnotes

F1: Restricted stock award granted to reporting person under the Issuer's 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date of June 20, 2014.

F2: Restricted stock award granted to reporting person under the Issuer's 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date of November 2, 2012.

F3: The option vests in 5 equal installments beginning on August 16, 2015.

F4: The option vests in 5 equal installments beginning on August 17, 2014.

F5: The option vests in 5 equal installments beginning November 2, 2013.