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COHERENT CORP. Director's Dealing 2014

Jun 18, 2014

30355_dirs_2014-06-18_6dc36584-bfde-47dd-8962-118e4ebe1cc1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2014-06-16

Reporting Person: KRAMER FRANCIS J (President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-06-16 Common Stock M 3000 $8.44 Acquired 386862 Direct
2014-06-16 Common Stock S 3000 $14.2066 Disposed 383862 Direct
2014-06-17 Common Stock M 7500 $8.44 Acquired 391362 Direct
2014-06-17 Common Stock S 7500 $14.3299 Disposed 383862 Direct
2014-06-17 Common Stock M 2500 $8.44 Acquired 386362 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-06-16 Option (right to buy) $8.44 M 3000 Disposed 2014-08-13 Common Stock (3000) Direct
2014-06-17 Option (right to buy) $8.44 M 10000 Disposed 2014-08-13 Common Stock (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 285401 Indirect

Footnotes

F1: Represents the weighted average of multiple sales transactions ranging in price from $14.20 to $14.23. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F2: Represents the weighted average of multiple sales transactions ranging in price from $14.30 to $14.40. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F3: The reporting person disclaims beneficial ownership of shares owned by his spouse.

F4: The option vested in five equal annual installments beginning on August 13, 2004.