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COHERENT CORP. — Director's Dealing 2014
Jun 18, 2014
30355_dirs_2014-06-18_6dc36584-bfde-47dd-8962-118e4ebe1cc1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2014-06-16
Reporting Person: KRAMER FRANCIS J (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-16 | Common Stock | M | 3000 | $8.44 | Acquired | 386862 | Direct |
| 2014-06-16 | Common Stock | S | 3000 | $14.2066 | Disposed | 383862 | Direct |
| 2014-06-17 | Common Stock | M | 7500 | $8.44 | Acquired | 391362 | Direct |
| 2014-06-17 | Common Stock | S | 7500 | $14.3299 | Disposed | 383862 | Direct |
| 2014-06-17 | Common Stock | M | 2500 | $8.44 | Acquired | 386362 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-06-16 | Option (right to buy) | $8.44 | M | 3000 | Disposed | 2014-08-13 | Common Stock (3000) | Direct |
| 2014-06-17 | Option (right to buy) | $8.44 | M | 10000 | Disposed | 2014-08-13 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 285401 | Indirect |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $14.20 to $14.23. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: Represents the weighted average of multiple sales transactions ranging in price from $14.30 to $14.40. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The reporting person disclaims beneficial ownership of shares owned by his spouse.
F4: The option vested in five equal annual installments beginning on August 13, 2004.