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COHERENT CORP. — Director's Dealing 2014
Oct 14, 2014
30355_dirs_2014-10-14_6a3a581f-3fe0-42f7-a6f9-c8017243d15c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2014-10-13
Reporting Person: JOHNSON CARL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-13 | Common Stock | S | 7000 | $11.7457 | Disposed | 2385117 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 354253 | Direct |
| Common Stock | 1454128 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by CJ&M Holdings, L.P. (the "L.P.") on February 11, 2014, a family limited partnership of which the reporting person maintains control through his role as majority general partner.
F2: Represents the weighted average of multiple sales transactions ranging in price from $11.64 to $11.86. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The reporting person disclaims beneficial ownership of shares owned by the L.P., except to the extent of his pecuniary interest therein.
F4: The reporting person disclaims beneficial ownership of shares owned by his spouse.