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COHERENT CORP. — Director's Dealing 2014
Sep 8, 2014
30355_dirs_2014-09-08_b29cb1ca-8e4d-44e9-b5b8-6a375be7c0b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2014-08-31
Reporting Person: JOHNSON CARL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-31 | Common Stock | G | 7898 | — | Disposed | 2420247 | Indirect |
| 2014-09-04 | Common Stock | G | 10130 | — | Disposed | 2410117 | Indirect |
| 2014-09-05 | Common Stock | S | 5000 | $13.5459 | Disposed | 364253 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1454128 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of shares owned by CJ&M Holdings, L.P., a family limited partnership of which the reporting person maintains control through his position as the sole limited partner (95%) and majority general partner (3.9%), except to the extent of his pecuniary interest therein.
F2: The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on May 30, 2014.
F3: Represents the weighted average of multiple sales transactions ranging in price from $13.455 to $13.64. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4: The reporting person disclaims beneficial ownership of shares owned by his spouse.