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COHERENT CORP. — Director's Dealing 2014
Jun 18, 2014
30355_dirs_2014-06-18_e7c8fd4c-da89-492f-abae-03461e485b07.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2014-06-18
Reporting Person: JOHNSON CARL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-06-18 | Common Stock | S | 7000 | $14.1037 | Disposed | 2464845 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 388533 | Direct |
| Common Stock | 1454128 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by CJ&M Holdings, L.P. (the "L.P.") on February 11, 2014, a family limited partnership of which the reporting person maintains control through this role as majority general partner.
F2: Represents the weighted average of multiple sales transactions ranging in price from $14.03 to $14.21. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The reporting person disclaims beneficial ownership of shares owned by the L.P., except to the extent of his pecuniary interest therein.
F4: The reporting person disclaims beneficial ownership of shares owned by his spouse.