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COHERENT CORP. — Director's Dealing 2013
Aug 8, 2013
30355_dirs_2013-08-08_b703e197-0232-4340-a8bc-f133a87d1602.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2013-08-06
Reporting Person: CREATURO CRAIG A (CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-06 | Common Stock | M | 3000 | $8.795 | Acquired | 122028 | Direct |
| 2013-08-06 | Common Stock | S | 3000 | $18.1602 | Disposed | 119028 | Direct |
| 2013-08-07 | Common Stock | M | 9000 | $8.795 | Acquired | 128028 | Direct |
| 2013-08-07 | Common Stock | S | 9000 | $18.3381 | Disposed | 119028 | Direct |
| 2013-08-08 | Common Stock | M | 12000 | $10.365 | Acquired | 131028 | Direct |
| 2013-08-08 | Common Stock | S | 12000 | $18.6111 | Disposed | 119028 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-06 | Option (Right to buy) | $8.795 | M | 3000 | Disposed | 2015-09-19 | Common Stock (3000) | Direct |
| 2013-08-07 | Option (Right to buy) | $8.795 | M | 9000 | Disposed | 2015-09-19 | Common Stock (9000) | Direct |
| 2013-08-08 | Option (Right to buy) | $10.365 | M | 12000 | Disposed | 2016-08-12 | Common Stock (12000) | Direct |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $18.12 to $18.21. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: Represents the weighted average of multiples sales transactions ranging in price from $18.09 to $18.53. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: Represents the weighted average of multiple sales transactions ranging in price from $18.49 to $18.75. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4: The option vested in 5 equal annual installments beginning on September 19, 2006.
F5: The option vested in 5 equal annual installments beginning on August 12, 2007.