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COHERENT CORP. — Director's Dealing 2013
Jan 28, 2013
30355_dirs_2013-01-28_0aad6eaa-4c9c-49c2-8276-bbcb31d87bd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2013-01-25
Reporting Person: MISTLER THOMAS E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-25 | Common Stock | M | 4000 | $4.085 | Acquired | 16910 | Direct |
| 2013-01-25 | Common Stock | S | 4000 | $17.5493 | Disposed | 12910 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-25 | Option (Right to buy) | $4.085 | A | 4000 | Disposed | 2013-02-17 | Common Stock (4000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1299772 | Indirect |
| Common Stock | 361296 | Indirect |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $17.5321 to $17.58. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: Represents the interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein.
F3: The option vested in 5 equal annual installments beginning on 2/17/2004.