AI assistant
COHERENT CORP. — Director's Dealing 2013
Mar 29, 2013
30355_dirs_2013-03-29_f10afa6c-7561-4330-bd23-f6567182a4b4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2013-03-28
Reporting Person: JOHNSON CARL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-28 | Common Stock | M | 15200 | $12.075 | Acquired | 3664609 | Direct |
| 2013-03-28 | Common Stock | S | 15200 | $17.0741 | Disposed | 3649409 | Direct |
| 2013-03-28 | Common Stock | S | 5235 | $17.1013 | Disposed | 3644174 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-28 | Option (Right to buy) | $12.075 | M | 15200 | Disposed | 2013-05-31 | Common Stock (15200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1454128 | Indirect |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $16.9724 to $17.135. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: Represents the weighted average of multiple sales transactions ranging in price from $17.10 to $17.13. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The reporting person disclaims beneficial ownership of shares owned by his spouse.
F4: The option vested in five equal annual installments beginning on 8/15/10.