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COHERENT CORP. — Director's Dealing 2013
Aug 20, 2013
30355_dirs_2013-08-20_bb115ab2-2259-4878-8f84-5c5fccddaf32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2013-08-17
Reporting Person: MISTLER THOMAS E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-17 | Common Stock | A | 4135 | — | Acquired | 17045 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-17 | Option (Right to buy) | $19.37 | A | 8270 | Acquired | 2023-08-17 | Common Stock (8270) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1269772 | Indirect |
| Common Stock | 361296 | Indirect |
Footnotes
F1: Restricted stock award granted to reporting person under the Issuer's 2012 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 17, 2016.
F2: Represents the interests in limited partnerships and trusts held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the limited partnerships and trusts except to the extent of his pecuniary interest therein.
F3: The option vests in 5 equal annual installments beginning on August 17, 2014.