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COHERENT CORP. — Director's Dealing 2013
Mar 25, 2013
30355_dirs_2013-03-25_b5ff39f2-9921-469f-9182-3c62ba52e23b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2013-03-22
Reporting Person: JOHNSON CARL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-22 | Common Stock | M | 18100 | $9.545 | Acquired | 3695633 | Direct |
| 2013-03-22 | Common Stock | S | 18100 | $16.7341 | Disposed | 3677533 | Direct |
| 2013-03-22 | Common Stock | S | 19 | $17 | Disposed | 3677514 | Direct |
| 2013-03-25 | Common Stock | S | 3124 | $16.5236 | Disposed | 3674390 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-22 | Option (Right to buy) | $9.545 | M | 18100 | Disposed | 2013-05-31 | Common Stock (18100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1454128 | Indirect |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $16.67 to $16.89. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on April 26, 2012.
F3: Represents the weighted average of multiple sales transactions ranging in price from $16.36 to $16.69. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4: The reporting person disclaims beneficial ownership of shares owned by his spouse.
F5: The option vested in five equal annual installments beginning on 2/24/06.