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COHERENT CORP. — Director's Dealing 2013
Mar 28, 2013
30355_dirs_2013-03-28_6a944bc5-36db-40c1-996c-a7c1d76cd51c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2013-03-27
Reporting Person: JOHNSON CARL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-27 | Common Stock | M | 17700 | $13.885 | Acquired | 3691690 | Direct |
| 2013-03-27 | Common Stock | S | 17700 | $16.9977 | Disposed | 3673990 | Direct |
| 2013-03-27 | Common Stock | M | 7300 | $12.075 | Acquired | 3681290 | Direct |
| 2013-03-27 | Common Stock | S | 7300 | $16.9977 | Disposed | 3673990 | Direct |
| 2013-03-27 | Common Stock | S | 24581 | $16.9361 | Disposed | 3649409 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-27 | Option (Right to buy) | $13.885 | M | 17700 | Disposed | 2013-05-31 | Common Stock (17700) | Direct |
| 2013-03-27 | Option (Right to buy) | $12.075 | M | 7300 | Disposed | 2013-05-31 | Common Stock (7300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1454128 | Indirect |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $16.80 to $17.1607. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: Represents the weighted average of multiple sales transactions ranging in price from $16.85 to $17.05. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The reporting person disclaims beneficial ownership of shares owned by his spouse.
F4: The option vested in five equal annual installments beginning on 8/11/08.
F5: The option vested in five equal annual installments beginning on 8/15/10.