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COHERENT CORP. — Director's Dealing 2013
Jun 4, 2013
30355_dirs_2013-06-04_5b71783b-664a-43ea-9beb-d5b996c58eb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2013-05-31
Reporting Person: SOGNEFEST PETER W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-31 | Common Stock | M | 2700 | $10.04 | Acquired | 23202 | Direct |
| 2013-05-31 | Common Stock | S | 2700 | $16.7056 | Disposed | 20502 | Direct |
| 2013-06-03 | Common Stock | M | 2300 | $10.04 | Acquired | 22802 | Direct |
| 2013-06-03 | Common Stock | S | 2300 | $16.76 | Disposed | 20502 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-31 | Option (Right to buy) | $10.04 | M | 2700 | Disposed | 2019-02-07 | Common Stock (2700) | Direct |
| 2013-06-03 | Option (Right to buy) | $10.04 | M | 2300 | Disposed | 2019-02-07 | Common Stock (2300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 320 | Indirect |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $16.70 to $16.76. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: The reporting person disclaims beneficial ownership of shares owned by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: The option vests in 5 equal annual installments beginning on February 7, 2010.