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COHERENT CORP. — Director's Dealing 2013
Mar 27, 2013
30355_dirs_2013-03-27_a902e07b-03a9-4ed2-984e-6c83563c080b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2013-03-25
Reporting Person: JOHNSON CARL J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-25 | Common Stock | M | 16000 | $9.545 | Acquired | 3690390 | Direct |
| 2013-03-25 | Common Stock | S | 16000 | $16.4652 | Disposed | 3674390 | Direct |
| 2013-03-25 | Common Stock | M | 4300 | $10.365 | Acquired | 3678690 | Direct |
| 2013-03-25 | Common Stock | S | 4300 | $16.4652 | Disposed | 3674390 | Direct |
| 2013-03-26 | Common Stock | M | 15700 | $10.365 | Acquired | 3690090 | Direct |
| 2013-03-26 | Common Stock | S | 15700 | $16.9163 | Disposed | 3674390 | Direct |
| 2013-03-26 | Common Stock | M | 9000 | $10.535 | Acquired | 3683390 | Direct |
| 2013-03-26 | Common Stock | S | 9000 | $16.9163 | Disposed | 3674390 | Direct |
| 2013-03-26 | Common Stock | M | 5300 | $13.885 | Acquired | 3679690 | Direct |
| 2013-03-26 | Common Stock | S | 5300 | $16.9163 | Disposed | 3674390 | Direct |
| 2013-03-26 | Common Stock | S | 400 | $17.05 | Disposed | 3673990 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-25 | Option (Right to buy) | $9.545 | M | 16000 | Disposed | 2013-05-31 | Common Stock (16000) | Direct |
| 2013-03-25 | Option (Right to buy) | $10.365 | M | 4300 | Disposed | 2013-05-31 | Common Stock (4300) | Direct |
| 2013-03-26 | Option (Right to buy) | $10.365 | M | 15700 | Disposed | 2013-05-31 | Common Stock (15700) | Direct |
| 2013-03-26 | Option (Right to buy) | $10.535 | M | 9000 | Disposed | 2013-05-31 | Common Stock (9000) | Direct |
| 2013-03-26 | Option (Right to buy) | $13.885 | M | 5300 | Disposed | 2013-05-31 | Common Stock (5300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1454128 | Indirect |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $16.32 to $16.58. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: Represents the weighted average of multiple sales transactions ranging in price from $16.56 to $17.03. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The reporting person disclaims beneficial ownership of shares owned by his spouse.
F4: The option vested in five equal annual installments beginning on 2/24/06.
F5: The option vested in five equal annual installments beginning on 8/12/07.
F6: The option vested in five equal annual installments beginning on 8/31/07.
F7: The option vested in five equal annual installments beginning on 8/11/08.