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COHERENT CORP. — Director's Dealing 2012
Feb 3, 2012
30355_dirs_2012-02-03_2e4b04b5-478f-4bfa-8380-49d26c9502a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2012-02-01
Reporting Person: MARTINELLI JAMES (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-01 | Common Stock | M | 16000 | $3.225 | Acquired | 139010 | Direct |
| 2012-02-01 | Common Stock | S | 16000 | $23.5642 | Disposed | 123010 | Direct |
| 2012-02-02 | Common Stock | M | 8000 | $3.225 | Acquired | 131010 | Direct |
| 2012-02-02 | Common Stock | S | 8000 | $23.5553 | Disposed | 123010 | Direct |
| 2012-02-03 | Common Stock | S | 40272 | $23.4613 | Disposed | 82738 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-01 | Option (Right to buy) | $3.225 | M | 16000 | Disposed | 2012-08-09 | Common Stock (16000) | Direct |
| 2012-02-02 | Option (Right to buy) | $3.225 | M | 8000 | Disposed | 2012-08-09 | Common Stock (8000) | Direct |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $23.53 to $23.60. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: Represents the weighted average of multiple sales transactions ranging in price from $23.5332 to $23.5901. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The option vested in five equal annual installments beginning on 8/9/2003.