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COHERENT CORP. — Director's Dealing 2012
Jul 10, 2012
30355_dirs_2012-07-10_9b07c346-621b-493e-81d7-a8fb62fb7a68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2012-07-09
Reporting Person: KRAMER FRANCIS J (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-09 | Common Stock | M | 10000 | $3.225 | Acquired | 435588 | Direct |
| 2012-07-09 | Common Stock | S | 10000 | $16.2082 | Disposed | 425588 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-09 | Option (right to buy) | $3.225 | M | 10000 | Disposed | 2012-08-09 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 160000 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on May 10, 2012.
F2: Represents the weighted average of multiple sales transactions ranging in price from $16.12 to $16.33. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The reporting person disclaims beneficial ownership of shares owned by his spouse.
F4: The option vested in five equal annual installments beginning on August 9, 2003.