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COHERENT CORP. — Director's Dealing 2011
Aug 24, 2011
30355_dirs_2011-08-24_e26e7b7a-55af-4a4c-a4e6-a65722b684f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2011-08-19
Reporting Person: Xia Howard H. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-19 | Common Stock | P | 4000 | $17.52 | Acquired | 4000 | Indirect |
| 2011-08-20 | Common Stock | A | 4650 | — | Acquired | 8650 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-20 | Option (Right to buy) | $17.53 | A | 9300 | Acquired | 2021-08-20 | Common Stock (9300) | Direct |
Footnotes
F1: The reporting person disclaims beneficial ownership of shares held by the Xia Family Trust except to the extent of his pecuniary interest therein.
F2: Restricted stock award granted to reporting person under the Issuer's 2009 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 20, 2014.
F3: The option vests in 5 equal annual installments beginning on August 20, 2012.
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