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COHERENT CORP. — Director's Dealing 2011
May 2, 2011
30355_dirs_2011-05-02_5d9d3cc0-de06-444e-a8e8-362b4d8c6a1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2011-04-28
Reporting Person: PELAEZ MARC Y E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-28 | Common Stock | M | 6500 | $7.085 | Acquired | 10475 | Direct |
| 2011-04-28 | Common Stock | S | 6500 | $58.248 | Disposed | 3975 | Direct |
| 2011-04-28 | Common Stock | M | 4500 | $7.085 | Acquired | 8475 | Direct |
| 2011-04-28 | Common Stock | S | 4500 | $58.8918 | Disposed | 3975 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-04-28 | Option (Right to buy) | $7.085 | M | 11000 | Disposed | 2012-11-01 | Common Stock (11000) | Direct |
Footnotes
F1: Represents the weighted average of multiple sales transactions ranging in price from $57.78 to $58.70. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F2: Represents the weighted average of multiple sales transactions ranging in price from $58.80 to $58.97. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: The option vested in five equal annual installments beginning on November 1, 2003.