AI assistant
COHERENT CORP. — Director's Dealing 2011
Aug 24, 2011
30355_dirs_2011-08-24_d4086f34-3153-44c4-bc62-dc6da798bf45.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: II-VI INC (IIVI)
CIK: 0000820318
Period of Report: 2011-08-20
Reporting Person: MISTLER THOMAS E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-20 | Common Stock | A | 4650 | — | Acquired | 4650 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-20 | Option (Right to buy) | $17.53 | A | 9300 | Acquired | 2021-08-20 | Common Stock (9300) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1299772 | Indirect |
| Common Stock | 365246 | Indirect |
Footnotes
F1: Restricted stock award granted to reporting person under the Issuer's 2009 Omnibus Incentive Plan. The award will vest in full three years from the grant date on August 20, 2014.
F2: Represents the interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein.
F3: The option vests in 5 equal annual installments beginning on August 20, 2012.