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Cohen & Co Inc. — Director's Dealing 2022
Dec 20, 2022
34911_dirs_2022-12-20_f0f04639-8b24-4c6c-8158-8814fd666d7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cohen & Co Inc. (COHN)
CIK: 0001270436
Period of Report: 2022-12-20
Reporting Person: DAWSON G STEVEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-20 | Common Stock, par value $0.01 per share | A | 1100 | $0.00 | Acquired | 1100 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 26716 | Indirect |
Footnotes
F1: Mr. Dawson (the "Reporting Person") was awarded 1,100 shares of common stock of Cohen & Company Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan, as amended.
F2: The Reporting Person is the primary trustee and sole beneficiary of Corriente Private Trust and, through Corriente Private Trust, he has voting and investment control with respect to the securities held therein. Corriente Private Trust is one of the two members of Regents Gate Associates, LLC, the other member is the Reporting Person's spouse's trust. The Reporting Person disclaims any interest in the securities beyond his pecuniary interest.