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Cohen & Co Inc. Director's Dealing 2021

Feb 4, 2021

34911_dirs_2021-02-04_46817b31-955b-4393-830c-b8a32bfe1ca2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cohen & Co Inc. (COHN)
CIK: 0001270436
Period of Report: 2021-02-03

Reporting Person: Brafman Lester Raymond (Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-02-03 Common Stock, par value $0.01 per share A 19500 $0.00 Acquired 315702 Direct

Footnotes

F1: Mr. Brafman was awarded 19,500 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-half of the Restricted Shares on each of January 31, 2022 and January 31, 2023.