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Cohen & Co Inc. — Director's Dealing 2020
Feb 3, 2020
34911_dirs_2020-02-03_10faa249-d74c-4618-b494-ae8923874b04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cohen & Co Inc. (COHN)
CIK: 0001270436
Period of Report: 2020-01-31
Reporting Person: Brafman Lester Raymond (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-31 | Common Stock, par value $0.01 per share | F | 10252 | $3.50 | Disposed | 59285 | Direct |
Footnotes
F1: Represents shares of common stock of Cohen & Co Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2020, of 23,319 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's Second Amended and Restated 2010 Long-Term Incentive Plan, as amended.
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