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Cohen & Co Inc. Director's Dealing 2020

Feb 3, 2020

34911_dirs_2020-02-03_10faa249-d74c-4618-b494-ae8923874b04.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cohen & Co Inc. (COHN)
CIK: 0001270436
Period of Report: 2020-01-31

Reporting Person: Brafman Lester Raymond (Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-31 Common Stock, par value $0.01 per share F 10252 $3.50 Disposed 59285 Direct

Footnotes

F1: Represents shares of common stock of Cohen & Co Inc. (the "Company") withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on January 31, 2020, of 23,319 shares of restricted stock granted to the reporting person by the Company pursuant to the Company's Second Amended and Restated 2010 Long-Term Incentive Plan, as amended.