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Cohen & Co Inc. Director's Dealing 2020

Feb 13, 2020

34911_dirs_2020-02-13_942606dd-5970-4aa2-9396-d834617f0afe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cohen & Co Inc. (COHN)
CIK: 0001270436
Period of Report: 2020-02-13

Reporting Person: Brafman Lester Raymond (Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-13 Common Stock, par value $0.01 per share A 50808 $0.00 Acquired 110093 Direct

Footnotes

F1: Mr. Brafman was awarded 50,808 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's Second Amended and Restated 2010 Long-Term Incentive Plan, as amended. The restrictions expire with respect to half of the Restricted Shares on January 31, 2021 and expire with respect to the remaining half of the Restricted Shares on January 31, 2022.