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Cohen & Co Inc. — Director's Dealing 2020
Oct 24, 2020
34911_dirs_2020-10-23_040550fd-bd6a-4640-9e0a-1415a33a5e75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Cohen & Co Inc. (COHN)
CIK: 0001270436
Period of Report: 2020-10-22
Reporting Person: Brafman Lester Raymond (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-22 | Common Stock, par value $0.01 per share | A | 200000 | $0.00 | Acquired | 311093 | Direct |
Footnotes
F1: Mr. Brafman was awarded 200,000 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-fifth of the Restricted Shares on each of January 31, 2022, January 31, 2023, January 31, 2024, January 31, 2025 and January 31, 2026.
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