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Cohen & Co Inc. Director's Dealing 2020

Oct 24, 2020

34911_dirs_2020-10-23_040550fd-bd6a-4640-9e0a-1415a33a5e75.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cohen & Co Inc. (COHN)
CIK: 0001270436
Period of Report: 2020-10-22

Reporting Person: Brafman Lester Raymond (Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-10-22 Common Stock, par value $0.01 per share A 200000 $0.00 Acquired 311093 Direct

Footnotes

F1: Mr. Brafman was awarded 200,000 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's 2020 Long-Term Incentive Plan. The restrictions expire with respect to one-fifth of the Restricted Shares on each of January 31, 2022, January 31, 2023, January 31, 2024, January 31, 2025 and January 31, 2026.