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Cohen & Co Inc. Director's Dealing 2019

Feb 14, 2019

34911_dirs_2019-02-14_615287b3-1983-4666-8ad1-898e95bdb0e1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cohen & Co Inc. (COHN)
CIK: 0001270436
Period of Report: 2019-02-13

Reporting Person: Brafman Lester Raymond (Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-13 Common Stock, par value $0.01 per share A 27500 $0.00 Acquired 69537 Direct

Footnotes

F1: Mr. Brafman was awarded 27,500 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's Second Amended and Restated 2010 Long-Term Incentive Plan, as amended. The restrictions expire with respect to half of the Restricted Shares on January 31, 2020 and expire with respect to the remaining half of the Restricted Shares on January 31, 2021.