Cohen & Co Inc. — Director's Dealing 2018

Feb 23, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cohen & Co Inc. (COHN)
CIK: 0001270436
Period of Report: 2018-02-21

Reporting Person: COHEN DANIEL G (Director, Chairman and CE Europe, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-21	Common Stock, par value $0.01 per share	A	40191	—	Acquired	64113	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.01 per share	80000	Indirect

Footnotes

F1: Mr. Cohen was awarded 40,191 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's Second Amended and Restated 2010 Long-Term Incentive Plan, as amended. The restrictions expire with respect to half of the Restricted Shares on January 31, 2019 and expire with respect to the remaining half of the Restricted Shares on January 31, 2020.