Cohen & Co Inc. — Director's Dealing 2018

Feb 23, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Cohen & Co Inc. (COHN)
CIK: 0001270436
Period of Report: 2018-02-21

Reporting Person: Brafman Lester Raymond (Chief Executive Officer, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-21	Common Stock, par value $0.01 per share	A	19139	—	Acquired	349156	Direct

Footnotes

F1: Mr. Brafman was awarded 19,139 restricted shares of common stock (the "Restricted Shares") of Cohen & Co Inc. (the "Company") under the Company's Second Amended and Restated 2010 Long-Term Incentive Plan, as amended. The restrictions expire with respect to half of the Restricted Shares on January 31, 2019 and expire with respect to the remaining half of the Restricted Shares on January 31, 2020.