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Cohen & Co Inc. Director's Dealing 2017

Feb 21, 2017

34911_dirs_2017-02-21_97a130f9-66ba-4f0f-9dc9-72614153a310.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2017-02-17

Reporting Person: Liberto Diana Louise (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-17 Common Stock, $0.001 par value per share A 41667 Acquired 103395 Direct

Footnotes

F1: Ms. Liberto was awarded 41,667 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan, as amended. The restrictions expire on February 17, 2018.