Cohen & Co Inc. — Director's Dealing 2015

Jan 5, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2014-12-31

Reporting Person: Pooler Joseph W. Jr. (EVP, CFO and Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-12-31	Common Stock, par value $0.001	F	6022	$1.65	Disposed	150688	Direct

Footnotes

F1: Represents shares of common stock withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on December 31, 2014, of 17,500 shares of restricted stock granted to the reporting person under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan.