AI assistant
Sending…
Cohen & Co Inc. — Director's Dealing 2015
Feb 2, 2015
34911_dirs_2015-02-02_68b45f99-36ab-4bbd-abfb-7212e8d9dc1e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2014-12-31
Reporting Person: COHEN DANIEL G (Director, VC, Pres. & Chief Exec. Europe, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-10 | Common Stock, Par Value $0.001 | G | 75000 | $0.00 | Disposed | 398039 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, Par Value $0.001 | 800000 | Indirect |
| Series E Voting Non-Convertible Preferred Stock | 4983557 | Indirect |
More from Cohen & Co Inc.
Regulatory Filings
2026
May 27
Regulatory Filings
2026
May 18
Interim / Quarterly Report
2026
May 4
Annual Report
2026
Apr 16
Proxy Solicitation & Information Statement
2026
Apr 16
Director's Dealing
2026
Mar 23
Regulatory Filings
2026
Mar 19
Regulatory Filings
2026
Feb 20
Director's Dealing
2026
Feb 18
Regulatory Filings
2026
Feb 13