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Cohen & Co Inc. Director's Dealing 2015

Feb 2, 2015

34911_dirs_2015-02-02_68b45f99-36ab-4bbd-abfb-7212e8d9dc1e.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2014-12-31

Reporting Person: COHEN DANIEL G (Director, VC, Pres. & Chief Exec. Europe, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-04-10 Common Stock, Par Value $0.001 G 75000 $0.00 Disposed 398039 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, Par Value $0.001 800000 Indirect
Series E Voting Non-Convertible Preferred Stock 4983557 Indirect