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Cohen & Co Inc. Director's Dealing 2015

Feb 6, 2015

34911_dirs_2015-02-06_bb67e501-5445-4dc0-ae32-9041acaea3c7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2015-02-04

Reporting Person: DiMaio Jack (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-02-04	Common Stock, $0.001 par value per share	A	30303	$0.00	Acquired	52937	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.001 par value per share	974585	Indirect

Footnotes

F1: Mr. DiMaio was awarded 30,303 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan. The restrictions expire on February 4, 2016.

F2: In accordance with the governing documents of Mead Park Capital Partners LLC, the reporting person has the right to, at any time, acquire direct beneficial ownership over these securities.