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Cohen & Co Inc. Director's Dealing 2015

Feb 6, 2015

34911_dirs_2015-02-06_6543d25b-4df7-4246-9a06-0874803d5715.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2015-02-04

Reporting Person: Costello Thomas (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-02-04 Common Stock, $0.001 par value per share A 30303 $0.00 Acquired 135090 Direct

Footnotes

F1: Mr. Costello was awarded 30,303 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan. The restrictions expire on February 4, 2016.