Cohen & Co Inc. — Director's Dealing 2015

Feb 6, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2015-02-04

Reporting Person: DAWSON G STEVEN (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-02-04	Common Stock, $0.001 par value per share	A	30303	$0.00	Acquired	72168	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.001 par value per share	19353	Indirect
Common Stock, $0.001 par value per share	57578	Indirect

Footnotes

F1: Mr. Dawson was awarded 30,303 restricted shares under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan. The restrictions expire on February 4, 2016.

F2: These securities are held by Corriente Private Trust, an irrevocable trust (the "Trust"). The reporting person is the Primary Trustee and sole beneficiary of the Trust and has voting and investment control with respect to the securities in the Trust. The reporting person disclaims any interest in the securities beyond his pecuniary interest.

F3: These securities are held by Regents Gate Associates, LLC. The Trust is one of the two members of Regents Gate Associates, LLC, and the other member is the reporting person's spouse's trust.. The reporting person disclaims any interest in the securities beyond his pecuniary interest.