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Cohen & Co Inc. — Director's Dealing 2015
Aug 28, 2015
34911_dirs_2015-08-28_1b9b54a1-35e7-46e3-80aa-9ca45d1b8769.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2015-08-28
Reporting Person: Mead Park Capital Partners LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-28 | Common Stock, par value $0.001 | S | 1461876 | $1.33 | Disposed | 487291 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-28 | Convertible Senior Promissory Notes | $3.00 | S | Disposed | 2018-09-25 | Common Stock, par value $0.001 (1461876) | Direct |
Footnotes
F1: Principal amount of Convertible Senior Promissory Notes.
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