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Cohen & Co Inc. — Director's Dealing 2015
Aug 28, 2015
34911_dirs_2015-08-28_ec2a611a-49b8-424b-a9c8-45d200fd90e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2015-08-28
Reporting Person: DiMaio Jack (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-28 | Common Stock, Par Value $0.001 | S | 974585 | $1.33 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-28 | Convertible Senior Promissory Note | $3.00 | S | Disposed | 2018-09-25 | Common Stock, par value $0.001 (974585) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, Par Value $0.001 | 52937 | Direct |
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