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Cohen & Co Inc. — Director's Dealing 2014
Aug 28, 2014
34911_dirs_2014-08-28_de62ed77-54d1-4ef9-9069-b17c003f8894.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2014-08-26
Reporting Person: COHEN DANIEL G (Director, VC, Pres. & Chief Exec. Europe, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-26 | Common Stock, Par Value $0.001 | D | 100000 | $2.07 | Disposed | 498039 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, Par Value $0.001 | 800000 | Indirect |
| Series E Voting Non-Convertible Preferred Stock | 4983557 | Indirect |
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