Cohen & Co Inc. — Director's Dealing 2014

Nov 17, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2014-11-13

Reporting Person: COHEN DANIEL G (Director, VC, Pres. & Chief Exec. Europe, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-11-13	Common Stock, Par Value $0.001	D	100000	$1.77	Disposed	398039	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, Par Value $0.001	800000	Indirect
Series E Voting Non-Convertible Preferred Stock	4983557	Indirect