Cohen & Co Inc. — Director's Dealing 2013

Jan 3, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2012-12-31

Reporting Person: COHEN DANIEL G (Director, Chairman, CEO and CIO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-12-31	Common Stock, par value $0.001	F	99074	$1.20	Disposed	503142	Direct

Footnotes

F1: Represents shares of common stock withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on December 31, 2012, of 360,000 shares of restricted stock granted to the reporting person under the Company's 2010 Long-Term Incentive Plan.