Cohen & Co Inc. — Director's Dealing 2013

Jan 17, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2013-01-15

Reporting Person: Pooler Joseph W. Jr. (EVP, CFO and Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-01-15	Common Stock, par value $0.001	A	35000	$0.00	Acquired	167895	Direct

Footnotes

F1: Mr. Pooler was awarded 35,000 restricted shares under the Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan. The restrictions expire with respect to 17,500 of the restricted shares on December 31, 2013 and with respect to the remaining 17,500 of the restricted shares on December 31, 2014, in each case, so long as Mr. Pooler is then employed by the Issuer or any of its subsidiaries.