Cohen & Co Inc. — Director's Dealing 2013

Mar 6, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2013-03-04

Reporting Person: DAWSON G STEVEN (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-03-04	Common Stock, $0.001 par value per share	A	19231	$0.00	Acquired	68499	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.001 par value per share	27663	Indirect

Footnotes

F1: Mr. Dawson was awarded 19,231 restricted shares under the Issuer's 2010 Amended and Restated Long-Term Incentive Plan. The restrictions expire on March 4, 2014.

F2: These securities are held by Corriente Private Trust, an irrevocable trust (the "Trust"). The Reporting Person is the Primary Trustee and sole beneficiary of the Trust and has voting and investment control with respect to the securities in the Trust. The Reporting Person disclaims any interest in the securities beyond his pecuniary interest.