Cohen & Co Inc. — Director's Dealing 2012

Mar 13, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2012-03-09

Reporting Person: Pooler Joseph W. Jr. (EVP, CFO and Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-03-09	Common Stock, par value $0.001	A	30000	$0.00	Acquired	163406	Direct

Footnotes

F1: Mr. Pooler was awarded 30,000 restricted shares under the Issuer's 2010 Amended and Restated Long-Term Incentive Plan. The restrictions expire with respect to 15,000 restricted shares on December 31, 2012 and with respect to the remaining 15,000 restricted shares on December 31, 2013, in each case, so long as the reporting person is then employed by the Issuer or any of its subsidiaries.